Filed April 19, 2022 (most recent of 3 filings on file)
Total covered: 4 employees
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: PRINCIPAL SECURITIES INC Service code 27 · EIN 42-0941553 | Advisory (Plan) | $187,125 |
Service code 13 · EIN 42-0127290 | Contract Administrator | $35,681 |
FINANCIAL ENGINES4 years Filed as: EDELMAN FINANCIAL ENGINES, LLC Service code 26 · EIN 94-3250323 | Advisory (Participants) | $6,212 |
MORNINGSTAR1 year Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $98,435 | $72,994+34.9% | $120,354-18.2% | $77,643+26.8% |
| Participation rate | 73.7% | 55.2%+18.5pp | 71.9%+1.8pp | 70.6%+3.2pp |
| Annual return | 15.68% | 18.23%-2.5pp | 107.15%-91.5pp | 31.24%-15.6pp |
| Employer contribution / active EE | $3,704 | $1,793+106.6% | $3,463+7.0% | $2,726+35.9% |
| Participant deferral / active EE | $6,115 | $3,011+103.1% | $4,991+22.5% | $4,647+31.6% |
| Admin fee / account holder | $258 | $658-60.8% | $9,423-97.3% | $430-40.1% |