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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY10+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $43,804 |
LPL FINANCIAL7 years Filed as: LPL FINANCIAL LLC - RPCP Service code 27 · EIN 04-3046611 | Advisory (Plan) | $11,706 |
6 funds of $250K or more; 15 lines in all, holding $3.3M of the plan's $3.5M. From the 2024 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, collective trust, 83% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Collective trust Target-date, 10 vintagesRecordkeeper's own fund | $2.7M | 82.6% |
| Principal LifeTime Hybrid 2 Principal · Collective trust Recordkeeper's own fund | $145K | 4.4% |
| Principal Large-Cap Growth I SA Principal · Mutual fund Recordkeeper's own fund | $128K | 3.9% |
| Principal Large Cap S&P 500 Index Principal · Insurance contract IndexRecordkeeper's own fund | $92K | 2.8% |
| NEW Perspective Fund Class R-6 Capital Group · Mutual fund | $40K | 1.2% |
| JPMorgan Equity Income Fund Class R6 JPMorgan · Mutual fund | $29K | 0.9% |
| Principal Mid Cap S&P 400 Index Fund Principal · Mutual fund IndexRecordkeeper's own fund | $29K | 0.9% |
| Loomis Sayles Core Plus Bond A Fund Natixis IM · Mutual fund | $25K | 0.8% |
| Principal Small Cap Growth Separate Account Principal · Separate account Recordkeeper's own fund | $18K | 0.6% |
| ClearBridge International Growth Fund Class IS Franklin Templeton · Mutual fund | $17K | 0.5% |
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.