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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 99 · EIN 20-8764829 | Other Fees | $14,883 |
12 funds of $250K or more; 25 lines in all, holding $7.5M of the plan's $7.5M. From the 2025 filing. Recordkeeper: Voya.
| Fund | Dollars | % of funds% |
|---|---|---|
| Voya Index Solution 2055 Portfolio Class Z Voya · Mutual fund IndexRecordkeeper's own fund | $780K | 10.4% |
| Voya Index Solution 2045 Portfolio Class Z Voya · Mutual fund IndexRecordkeeper's own fund | $731K | 9.7% |
| Voya Index Solution 2050 Portfolio Class Z Voya · Mutual fund IndexRecordkeeper's own fund | $693K | 9.2% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $634K | 8.4% |
| Voya Index Solution 2065 Portfolio Class Z Voya · Mutual fund IndexRecordkeeper's own fund | $584K | 7.8% |
| Voya Index Solution Inc P Z Voya · Mutual fund IndexRecordkeeper's own fund | $539K | 7.2% |
| Voya Index Solution 2060 Portfolio Class Z Voya · Mutual fund IndexRecordkeeper's own fund | $489K | 6.5% |
| American Funds Am Balanced R6 Capital Group · Mutual fund | $403K | 5.4% |
| Voya Index Solution 2035 Portfolio Class Z Voya · Mutual fund IndexRecordkeeper's own fund | $370K | 4.9% |
| Vanguard Vngrd Ttl Wld Stk Indx Fd Adm Vanguard · Mutual fund Index | $356K | 4.7% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.