Filed April 11, 2019
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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER5 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $64,131 |
ADP BROKER-DEALER10+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 49 233 S WACKER DRIVE · CHICAGO, IL 60602 | Other Services | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $14,503 | $53,136-72.7% | $155,509-90.7% | $199,593-92.7% |
| Participation rate | 32.3% | 64.1%-31.8pp | 78.2%-45.9pp | 72.0%-39.7pp |
| Annual return | 13.99% | 41.15%-27.2pp | 64.67%-50.7pp | 34.25%-20.3pp |
| Employer contribution / active EE | $302 | $1,851-83.7% | $4,672-93.5% | $3,034-90.0% |
| Participant deferral / active EE | $658 | $3,161-79.2% | $5,626-88.3% | $5,087-87.1% |
| Admin fee / account holder | $92 | $185-50.3% | $15,912-99.4% | $269-65.7% |