Filed April 6, 1994 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
RBC WEALTH MANAGEMENT1 year Filed as: RBC CAPITAL MARKETS LLC Service code 53 · EIN 41-1416330 | Insurance Commissions | $1,079 |
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $1,000 |
AMERICAN FUNDS1 year Service code 52 · EIN 95-1411037 | Indirect Investment Fees | $0 |
JANUS HENDERSON1 year Filed as: JANUS Service code 52 · EIN 84-0972319 | Indirect Investment Fees | $0 |
Service code 52 · EIN 04-3158862 | Indirect Investment Fees | $0 |
OPPENHEIMER1 year Service code 52 · EIN 84-1120195 | Indirect Investment Fees | $0 |
RUSSELL FUNDS1 year Service code 52 · EIN 91-1151059 | Indirect Investment Fees | $0 |
THORNBURG1 year Service code 52 · EIN 85-0451747 | Indirect Investment Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $63,265 | $45,324+39.6% | $122,332-48.3% | $69,631-9.1% |
| Participation rate | 25.1% | 59.9%-34.9pp | 71.6%-46.6pp | 70.7%-45.6pp |
| Annual return | 18.06% | 25.35%-7.3pp | 30.27%-12.2pp | 27571.02%-27553.0pp |
| Employer contribution / active EE | $518 | $1,230-57.8% | $4,050-87.2% | $2,032-74.5% |
| Participant deferral / active EE | $719 | $2,367-69.6% | $3,287-78.1% | $3,224-77.7% |
| Admin fee / account holder | $8 | $87-91.0% | $5,478-99.9% | $110-92.9% |