Filed December 21, 2018
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| Provider | Service type | Compensation |
|---|---|---|
CABOT LODGE SECURITIES LLC3+ years Filed as: CABOT LODGE SECURITIES, LLC Service code 55 · EIN 45-3717999 | Other Commissions | $12,869 |
Filed as: MASSMUTUAL RETIREMENT SERVICES, LLC Service code 15 · EIN 26-1589907 | Recordkeeping | $1,800 |
RELIANCE TRUST COMPANY3+ years Service code 19 · EIN 58-1428634 | Securities Custodian | $282 |
MORNINGSTAR2 years Filed as: MORNINGSTAR ASSOCIATES, LLC Service code 49 · EIN 36-4317381 | Other Services | $21 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $33,919 | $41,467-18.2% | $67,313-49.6% | $55,725-39.1% |
| Participation rate | 22.9% | 62.5%-39.6pp | 69.1%-46.2pp | 70.9%-48.0pp |
| Annual return | 10.05% | 0.82%+9.2pp | -4.08%+14.1pp | 244.93%-234.9pp |
| Employer contribution / active EE | $0 | $1,316-100.0% | $2,566-100.0% | $2,078-100.0% |
| Participant deferral / active EE | $556 | $2,399-76.8% | $3,568-84.4% | $3,356-83.4% |
| Admin fee / account holder | $11 | $102-89.0% | $4,507-99.8% | $115-90.3% |