Filed April 29, 2008 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: KESTRA ADVISORY SERVICES, LLC Service code 27 · EIN 35-2552359 | Advisory (Plan) | $28,031 |
PRINCIPAL LIFE INSURANCE COMPANY5+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $3,724 |
MORNINGSTAR4 years Filed as: MORNINGSTAR INVESTMENT MGMT LLC Service code 26 · EIN 36-2923857 | Advisory (Participants) | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $92,078 | $38,365+140.0% | $84,611+8.8% | $65,185+41.3% |
| Participation rate | 95.5% | 55.7%+39.8pp | 68.2%+27.2pp | 70.2%+25.3pp |
| Annual return | 24.69% | 32.00%-7.3pp | 258.74%-234.1pp | 29.38%-4.7pp |
| Employer contribution / active EE | $3,060 | $1,258+143.1% | $2,652+15.4% | $2,177+40.6% |
| Participant deferral / active EE | $6,168 | $2,278+170.7% | $3,899+58.2% | $3,514+75.5% |
| Admin fee / account holder | $128 | $451-71.6% | $4,912-97.4% | $847-84.9% |