Filed July 4, 2010 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
DISCIPLINED GROWTH INVESTORS1+ years Filed as: DISCIPLINED GROWTH INVESTORS INC Service code 28 · EIN 41-1901233 | Investment Management | $526,565 |
BMO HARRIS BANK NA1+ years Filed as: BMO HARRIS BANK, N.A. Service code 15 · EIN 36-2085229 | Recordkeeping | $72,378 |
Filed as: ONEAMERICA RETIREMENT SERVICES LLC Service code 15 · EIN 46-5378846 | Recordkeeping | $22,197 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
See 1 reportable transaction. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $494,098 | $46,360+965.8% | $147,614+234.7% | $52,331+844.2% |
| Participation rate | 83.6% | 64.9%+18.7pp | 84.6%-1.0pp | 68.1%+15.5pp |
| Annual return | -4.39% | 1.62%-6.0pp | 61.98%-66.4pp | 4.54%-8.9pp |
| Employer contribution / active EE | $3,454 | $2,126+62.5% | $5,564-37.9% | $1,882+83.6% |
| Participant deferral / active EE | $5,882 | $2,258+160.6% | $4,895+20.2% | $3,022+94.6% |
| Admin fee / account holder | $2,445 | $766+219.3% | $11,611-78.9% | $592+313.4% |