Filed September 13, 2019 (most recent of 4 filings on file)
Total covered: 93 employees
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 4-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: JOHN HANCOCK RETIREMENT PLAN SVCS Service code 15 · EIN 01-0233346 | Recordkeeping | $175,469 |
Filed as: NEW YORK LIFE INVESTMENT MANAGEMENT Service code 15 · EIN 52-2206685 | Recordkeeping | $73,475 |
BAKER TILLY US, LLP1+ years Filed as: BAKER TILLY VIRCHOW KRAUSE, LLP Service code 10 · EIN 39-0859910 | Accounting | $21,500 |
Filed as: NYLIFE SECURITIES, INC. Service code 28 · EIN 13-2649692 | Investment Management | $9,500 |
Filed as: JOHN HANCOCK RETIREMENT PLAN SVCS. Service code 15 | Recordkeeping | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $68,061 | $67,505+0.8% | $81,367-16.4% | $67,505+0.8% |
| Participation rate | 97.6% | 71.2%+26.4pp | 82.3%+15.3pp | 71.2%+26.4pp |
| Annual return | -4.14% | 6.52%-10.7pp | -0.92%-3.2pp | 6.52%-10.7pp |
| Employer contribution / active EE | $4,711 | $2,173+116.8% | $3,930+19.9% | $2,173+116.8% |
| Participant deferral / active EE | $5,225 | $3,597+45.3% | $5,383-2.9% | $3,597+45.3% |
| Admin fee / account holder | $25 | $56-56.3% | $8,926-99.7% | $56-56.3% |