Filed September 16, 1994 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
JPMORGAN INVEST HOLDINGS LLC7+ years Filed as: JPMORGAN CHASE BANK Service code 24 · EIN 13-4994650 | Discretionary Trustee | $3,590,349 |
AON CONSULTING4 years Filed as: AON Service code 11 · EIN 36-2235791 | Actuarial | $2,354,490 |
GOLDMAN SACHS2 years Filed as: GOLDMAN SACHS ASSET MANAGEMENT, LP Service code 28 · EIN 13-3575636 | Investment Management | $1,511,090 |
NORTHERN TRUST COMPANY6 years Filed as: THE NORTHERN TRUST COMPANY Service code 21 · EIN 36-1561860 | Bank Trustee | $586,530 |
VAN BERKOM & ASSOCIATES2 years Filed as: VAN BERKOM AND ASSOCIATES INC Service code 18 · EIN 98-0462020 | Investment management fees paid direc... | $323,781 |
BLACKROCK2 years Filed as: BLACKROCK INSTITUTIONAL TRUST CO. Service code 21 · EIN 94-3112180 | Bank Trustee | $273,205 |
STATE STREET GLOBAL ADVISORS2 years Filed as: STATE STREET GLOBAL ADVISORS TRUST Service code 18 · EIN 81-4017137 | Other fees; Custodial (other than sec... | $71,956 |
OLSEN THIELEN & CO., LTD3 years Filed as: OLSEN THIELEN & CO., LTD. Service code 10 · EIN 41-1360831 | Accounting | $40,600 |
CIGNA INVESTMENTS INC7+ years Filed as: CIGNA HEALTH AND LIFE INSURANCE CO Service code 12 · EIN 59-1031071 | Direct payment from the plan; Claims ... | $22,145 |
SEYFARTH SHAW LLP4 years Filed as: SEYFARTH SHAW Service code 29 233 SOUTH WACKER DRIVE · CHICAGO, IL 60606 | Legal | $14,330 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | ECOLAB INC. | EMPLOYER/PLAN SPONSOR LOAN - DUPLICATE PLAN EXPENSE PMT IN 2020; REFUNDED IN 2021; FULLY CORRECTED 3/19/21; FORM 5330 FILED | — | — |
| Part 3 Non-exempt transaction | ECOLAB INC. | EMPLOYER/PLAN SPONSOR LOAN - DUPLICATE PLAN EXPENSE PMT IN 2020; REFUNDED IN 2021; FULLY CORRECTED 3/19/21; FORM 5330 FILED | — | — |
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | $54,060-100.0% | - |
| Participation rate | 0.0% | 0.0%0pp | 3.3%-3.3pp | 0.0%0pp |
| Annual return | 11.44% | 13.51%-2.1pp | 36.37%-24.9pp | 13.51%-2.1pp |
| Employer contribution / active EE | $0 | $8,170-100.0% | $37,223-100.0% | $8,170-100.0% |
| Participant deferral / active EE | $0 | $488-100.0% | $524-100.0% | $488-100.0% |
| Admin fee / account holder | $0 | $0 | $568-100.0% | - |