Filed April 30, 2007
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $88,848 |
SECURITIES AMERICA INC3 years Filed as: SECURITIES SERVICE NETWORK, INC. Service code 16 9729 COGDILL RD. · KNOXVILLE, TN 37932 | Consulting | $46,381 |
BAKER TILLY US, LLP1 year Service code 10 · EIN 39-0859910 | Accounting | $16,000 |
NATIONAL FINANCIAL SERVICES3 years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $29,606 | $45,068-34.3% | $67,221-56.0% | $73,409-59.7% |
| Participation rate | 100.0% | 75.3%+24.7pp | 79.4%+20.6pp | 72.2%+27.8pp |
| Annual return | 25.91% | 16.15%+9.8pp | 20.72%+5.2pp | 59.29%-33.4pp |
| Employer contribution / active EE | $1,374 | $2,041-32.7% | $3,723-63.1% | $2,234-38.5% |
| Participant deferral / active EE | $1,888 | $2,660-29.0% | $4,384-56.9% | $3,805-50.4% |
| Admin fee / account holder | $84 | $111-24.6% | $5,844-98.6% | $158-47.0% |