Retirement plan

GI ASSOCIATES LLC 401K PROFIT SHARING PLAN AND TRUST

Name: GI ASSOCIATES LLC - GI ASSOCIATES LLC 401K PROFIT SHARING PLAN AND TRUST (2017) Form 5500
Creator: GI ASSOCIATES LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, GI ASSOCIATES LLC 401K PROFIT SHARING PLAN AND TRUST, GI ASSOCIATES LLC

GI ASSOCIATES LLCEIN 39-1994360Plan #003PY 2017

2801 W KK RIVER PKWY SUITE 1030 - MILWAUKEE, WI 53215414-908-6500LinkedIn201-500 employees

Other plans on this EIN

2 filings

#006Retirement-$43.9M assets #101Retirement-$7.8M assets

Prospect flagsRecently cancelled planLow returnsWind-down / frozen

How to read this page

Total assets (EOY)

$1M

-96.8% from 2016

Total participants

-100.0% from 2016

Average account balance

-100.0% from 2016

Annual return

-97.32%

-240.09 pp from 2016

Benchmarks

See 704 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Cohort704 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$1.05M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

Not enough data

0 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

0 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

Not enough data

0 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.89M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

Not enough data

0 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

-97.32%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 4 by compensation

Provider	Service type	Compensation
DANA INVESTMENT ADVISORS1 year Filed as: DANA INVESTMENT ADVISORS INC Service code 28 · EIN 39-1512278 15800 W BLUEMOUND ROAD SUITE 250 · BROOKFIELD, WI 53005	Investment Management	$55,005
EPIC RETIREMENT PLAN SERVICES1 year Filed as: PPG PARTNERS LLC Service code 10 · EIN 39-1016701 5525 GREEN BAY ROAD · KENOSHA, WI 53144	Accounting	$50,964
JP MORGAN INVESTMENT MANAGEMENT INC1 year Filed as: PJS INVESTMENT MANAGEMENT Service code 28 · EIN 39-1397930 W62 N570 WASHINGTON AVENUE · CEDARBURG, WI 53012	Investment Management	$28,445
ASPIRIANT LLC1 year Service code 28 · EIN 26-1518255 111 E KILBOURN AVENUE SUITE 1700 · MILWAUKEE, WI 53202	Investment Management	$14,659

Plan features & details

Pension benefit codes2A2E2J3D3H

Plan features

2A
Age/service weighted or new comparability plan
Age/service weighted plan where allocations are based on age service or age and service; or new comparability or similar plan where allocations are based on participant classifications consisting entirely or predominantly of highly compensated employees or the plan provides an additional allocation rate on compensation above a specified threshold that exceeds the permitted disparity limits of Code section 401(l).
2E
Profit-sharing
Profit-sharing plan.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

3 tripped

OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.
InformationalWind-down / frozen
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
InformationalRecently cancelled plan
Plan reported a final filing / termination within the last year.

Expense breakdown

Schedule H Part II

Admin total

$154K

Investment mgmt$102K66.2%
Other / not subdivided$52K33.8%

% of EOY assets

14.736%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: CLIFTONLARSONALLEN LLP
Auditor EIN: 410746749
Audit fees: (not subdivided)
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$287,456-100.0%

$170,435-100.0%

Participation rate

0.0%

60.6%-60.6pp

83.6%-83.6pp

Annual return

-97.32%

6.06%-103.4pp

205.94%-303.3pp

Employer contribution / active EE

$2,242-100.0%

$5,432-100.0%

Participant deferral / active EE

$2,113-100.0%

$4,939-100.0%

Admin fee / account holder

$39,812-100.0%

$13,881-100.0%

Provider

Service type

Compensation

DANA INVESTMENT ADVISORS1 year

Filed as: DANA INVESTMENT ADVISORS INC

Service code 28 · EIN 39-1512278

15800 W BLUEMOUND ROAD SUITE 250 · BROOKFIELD, WI 53005

Investment Management

$55,005

EPIC RETIREMENT PLAN SERVICES1 year

Filed as: PPG PARTNERS LLC

Service code 10 · EIN 39-1016701

5525 GREEN BAY ROAD · KENOSHA, WI 53144

Accounting

$50,964

JP MORGAN INVESTMENT MANAGEMENT INC1 year

Filed as: PJS INVESTMENT MANAGEMENT

Service code 28 · EIN 39-1397930

W62 N570 WASHINGTON AVENUE · CEDARBURG, WI 53012

Investment Management

$28,445

ASPIRIANT LLC1 year

Service code 28 · EIN 26-1518255

111 E KILBOURN AVENUE SUITE 1700 · MILWAUKEE, WI 53202

Investment Management

$14,659

GI ASSOCIATES LLC 401K PROFIT SHARING PLAN AND TRUST

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

GI ASSOCIATES LLC 401K PROFIT SHARING PLAN AND TRUST

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion