Retirement plan

ASSOCIATED PHYSICIANS, LLP 401(K) PLAN

Name: ASSOCIATED PHYSICIANS, LLP - ASSOCIATED PHYSICIANS, LLP 401(K) PLAN (2017) Form 5500
Creator: ASSOCIATED PHYSICIANS, LLP
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ASSOCIATED PHYSICIANS, LLP 401(K) PLAN, ASSOCIATED PHYSICIANS, LLP

ASSOCIATED PHYSICIANS, LLPEIN 39-1837462Plan #001PY 2017

4410 REGENT STREET - MADISON, WI 537054901608-442-7773apmadison.comLinkedIn51-200 employeesmedical practice

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$15.4M

No prior year

Total participants

173

No prior year

Average account balance

$88,931

No prior year

Annual return

13.60%

No prior year

Benchmarks

See 5,167 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants100-249

Cohort5,167 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$20.21M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$100K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

202

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

98.7%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.48M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$10K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+15.03%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$252

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 4 by compensation

Provider	Service type	Compensation
MILESTONE INVESTMENT ADVISORS1+ years Filed as: MILESTONE INVESTMENT ADVISORS, LLC Service code 28 · EIN 46-3135826	Investment Management	$20,456
ALLIANCE BENEFIT GROUP1+ years Service code 15 · EIN 37-0899315	Recordkeeping	$19,771
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB BANK Service code 19 · EIN 42-1558009	Securities Custodian	$4,336
CHARLES SCHWAB & CO., INC.1+ years Service code 59	Shareholder Servicing	$0

Plan features & details

Pension benefit codes2E2F2G2J2K2T3B3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3B
Plan covering self-employed individuals
Plan covering self-employed individuals.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$42K

$350 / participant

Investment mgmt$20K48.3%
Other / not subdivided$22K51.7%

% of EOY assets

0.275%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: BAKER TILLY VIRCHOW KRAUSE LLP
Auditor EIN: 390859910
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$88,931

$55,453+60.4%

$170,435-47.8%

$62,293+42.8%

Participation rate

100.0%

66.4%+33.6pp

83.6%+16.4pp

69.5%+30.5pp

Annual return

13.60%

21.38%-7.8pp

205.94%-192.3pp

28.90%-15.3pp

Employer contribution / active EE

$3,273

$2,164+51.3%

$5,432-39.8%

$2,042+60.3%

Participant deferral / active EE

$3,505

$2,303+52.2%

$4,939-29.0%

$3,169+10.6%

Admin fee / account holder

$245

$455-46.2%

$13,881-98.2%

$479-48.9%

Provider

Service type

Compensation

MILESTONE INVESTMENT ADVISORS1+ years

Filed as: MILESTONE INVESTMENT ADVISORS, LLC

Service code 28 · EIN 46-3135826

Investment Management

$20,456

ALLIANCE BENEFIT GROUP1+ years

Service code 15 · EIN 37-0899315

Recordkeeping

$19,771

CHARLES SCHWAB & CO., INC.1+ years

Filed as: CHARLES SCHWAB BANK

Service code 19 · EIN 42-1558009

Securities Custodian

$4,336

CHARLES SCHWAB & CO., INC.1+ years

Service code 59

Shareholder Servicing

ASSOCIATED PHYSICIANS, LLP 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ASSOCIATED PHYSICIANS, LLP 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion