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| Provider | Service type | Compensation |
|---|---|---|
ASCENSUS LLC7+ years Filed as: FRANCIS INVESTMENT COUNSEL, LLC Service code 27 · EIN 90-0142264 | Advisory (Plan) | $69,750 |
MILLIMAN, INC.2 years Service code 15 · EIN 91-0675641 | Recordkeeping | $47,727 |
Filed as: CHARLES SCHWAB TRUST BANK Service code 27 · EIN 82-3967259 | Advisory (Plan) | $24,574 |
BERNSTEIN1 year Service code 27 1345 AVE OF THE AMERICAS · NEW YORK, NY 10105 | Advisory (Plan) | $21,865 |
MATRIX TRUST COMPANY1 year Service code 19 · EIN 75-3182674 | Securities Custodian | $20,209 |
Filed as: MERRILL LYNCH Service code 27 153 EAST 53RD STREET, 46TH FLOOR · NEW YORK, NY 10022 | Advisory (Plan) | $17,804 |
Filed as: DAIN RAUSCHER Service code 27 250 NICOLLET MALL, SUITE 2000 · MINNEAPOLIS, MN 55401 | Advisory (Plan) | $13,751 |
TD AMERITRADE, INC.1 year Filed as: AMERITRADE Service code 27 200 SOUTH 108TH AVENUE · OMAHA, NE 68154 | Advisory (Plan) | $11,227 |
STIFEL NICOLAUS & CO INC5 years Filed as: STIFEL NICOLAUS Service code 28 501 NORTH BROADWAY · ST. LOUIS, MO 63102 | Investment Management | $10,162 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $437,751 | $104,479+319.0% | $159,474+174.5% | $79,391+451.4% |
| Participation rate | 95.0% | 76.6%+18.4pp | 82.8%+12.1pp | 70.7%+24.3pp |
| Annual return | 15.34% | 67.98%-52.6pp | 263.68%-248.3pp | 116.88%-101.5pp |
| Employer contribution / active EE | $11,326 | $3,417+231.4% | $4,831+134.4% | $2,428+366.5% |
| Participant deferral / active EE | $9,343 | $6,468+44.5% | $7,353+27.1% | $4,046+130.9% |
| Admin fee / account holder | $779 | $711+9.6% | $10,802-92.8% | $627+24.4% |