Retirement plan

CLARIOS RETIREMENT SAVINGS AND INVESTMENT PLAN

Name: CLARIOS, LLC - CLARIOS RETIREMENT SAVINGS AND INVESTMENT PLAN (2020) Form 5500
Creator: CLARIOS, LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, CLARIOS RETIREMENT SAVINGS AND INVESTMENT PLAN, CLARIOS, LLC

CLARIOS, LLCEIN 39-1684871Plan #001PY 2020

5757 N GREEN BAY AVENUE - MILWAUKEE, WI 53209414-524-2544clarios.comLinkedIn10001+ employeesautomotive

Prospect flagsCorrective distributions

How to read this page

Total assets (EOY)

$224.3M

-20.8% from 2020

Total participants

5,397

-12.0% from 2020

Average account balance

$52,874

+9.3% from 2020

Annual return

19.71%

-19.71 pp from 2020

Benchmarks

See 763 peers

Peer group

Industry33 - Manufacturing

Plan typeDefined contribution

Participants1,000-4,999

Cohort763 peers

Snapshot2020

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$333.61M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$64K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

5,174

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

82.5%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$43.64M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$8K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+14.41%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$131

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 5 by compensation

Provider	Service type	Compensation
FIDELITY INVESTMENTS INSTITUTIONAL2+ years Service code 37 · EIN 04-2647786	Loan Processing	$303,793
STRATEGIC ADVISORS, INC.2+ years Service code 27 · EIN 04-2654524	Advisory (Plan)	$130,278
AON CONSULTING1 year Filed as: AON HEWITT INVESTMENT Service code 16 · EIN 36-3106431	Consulting	$40,833
WIPFLI LLP1 year Filed as: WIPFLI Service code 16 · EIN 39-0758449	Consulting	$14,500
AON CONSULTING1 year Filed as: AON CONSULTING, INC Service code 16 · EIN 22-2232264	Consulting	$7,952

Plan features & details

Pension benefit codes2S2T3B2E2G2K

Plan features

2E
Profit-sharing
Profit-sharing plan.
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3B
Plan covering self-employed individuals
Plan covering self-employed individuals.

Opportunity flags

1 tripped

ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$501K

$100 / participant

Investment mgmt$130K26.0%
Other / not subdivided$371K74.0%

% of EOY assets

0.223%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: WIPFLI LLP
Auditor EIN: 390758449
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$52,874

$176,471-70.0%

$95,968-44.9%

$90,274-41.4%

Participation rate

76.8%

86.6%-9.7pp

77.1%-0.2pp

73.4%+3.5pp

Annual return

19.71%

20.15%-0.4pp

91.65%-71.9pp

53.97%-34.3pp

Employer contribution / active EE

$3,528

$2,783+26.8%

$2,542+38.8%

$2,523+39.8%

Participant deferral / active EE

$3,922

$5,325-26.4%

$4,167-5.9%

$4,231-7.3%

Admin fee / account holder

$118

$154-23.4%

$6,798-98.3%

$114+3.5%

Provider

Service type

Compensation

FIDELITY INVESTMENTS INSTITUTIONAL2+ years

Service code 37 · EIN 04-2647786

Loan Processing

$303,793

STRATEGIC ADVISORS, INC.2+ years

Service code 27 · EIN 04-2654524

Advisory (Plan)

$130,278

AON CONSULTING1 year

Filed as: AON HEWITT INVESTMENT

Service code 16 · EIN 36-3106431

Consulting

$40,833

WIPFLI LLP1 year

Filed as: WIPFLI

Service code 16 · EIN 39-0758449

Consulting

$14,500

AON CONSULTING1 year

Filed as: AON CONSULTING, INC

Service code 16 · EIN 22-2232264

Consulting

$7,952

CLARIOS RETIREMENT SAVINGS AND INVESTMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

CLARIOS RETIREMENT SAVINGS AND INVESTMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion