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Solo shows the percentile for each metric against plans of the same size and industry. $4.99 for your first month, then $34.99 a month. Cancel any time.
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Solo shows up to ten years of filings for this plan, year over year. $4.99 for your first month, then $34.99 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
WINTRUST INVESTMENTS LLC2+ years Filed as: WAYNE HUMMER INVESTMENTS Service code 55 231 S LA SALLE ST FL 13 · CHICAGO, IL 60604 | Other Commissions | $8,183 |
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $50 |
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $27,894 | $56,277-50.4% | $80,975-65.6% | $62,891-55.6% |
| Participation rate | 99.0% | 69.0%+30.0pp | 75.8%+23.2pp | 69.3%+29.7pp |
| Annual return | 11.45% | 22.12%-10.7pp | 17.10%-5.7pp | 20.14%-8.7pp |
| Employer contribution / active EE | $1,692 | $1,943-12.9% | $3,714-54.5% | $2,281-25.8% |
| Participant deferral / active EE | $7,726 | $4,195+84.2% | $5,696+35.6% | $3,203+141.2% |
| Admin fee / account holder | $0 | $3,741-100.0% | $5,516-100.0% | $4,296-100.0% |