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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 13-3689044 | Recordkeeping | $128,279 |
MORGAN STANLEY SMITH BARNEY4 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 22 · EIN 51-0116113 | Insurance Broker | $93,136 |
16 funds of $250K or more; 28 lines in all, holding $20.4M of the plan's $20.5M. From the 2025 filing. Recordkeeper: Transamerica (Aegon).
| Fund | Dollars | % of funds% |
|---|---|---|
| Transamerica LifeGoal(SM) 2035 Fund Transamerica (Aegon) · Collective trust Recordkeeper's own fund | $5.4M | 26.6% |
| Transamerica LifeGoal(SM) 2040 Fund Transamerica (Aegon) · Collective trust Recordkeeper's own fund | $2.9M | 14.1% |
| Transamerica LifeGoal(SM) 2030 Fund Transamerica (Aegon) · Collective trust Recordkeeper's own fund | $1.9M | 9.6% |
| Transamerica LifeGoal(SM) 2045 Fund Transamerica (Aegon) · Collective trust Recordkeeper's own fund | $1.6M | 7.7% |
| Transamerica LifeGoal(SM) 2050 Fund Transamerica (Aegon) · Collective trust Recordkeeper's own fund | $1.5M | 7.3% |
| Fidelity Large Cap Growth Index Fund Fidelity (FMR) · Mutual fund Index | $1.1M | 5.4% |
| Transamerica LifeGoal(SM) Rtmnt Fd Transamerica (Aegon) · Collective trust Recordkeeper's own fund | $1.0M | 4.9% |
| Transamerica LifeGoal(SM) 2055 Fund Transamerica (Aegon) · Collective trust Recordkeeper's own fund | $926K | 4.5% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $898K | 4.4% |
| Fidelity U.S. Bond Index Fund Fidelity (FMR) · Mutual fund Index | $350K | 1.7% |
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.