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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $9,035 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,762 | $52,293-33.5% | $178,499-80.5% | $73,412-52.6% |
| Participation rate | 95.5% | 65.3%+30.2pp | 81.9%+13.6pp | 72.2%+23.3pp |
| Annual return | 20.10% | 34.75%-14.6pp | 151.10%-131.0pp | 59.30%-39.2pp |
| Employer contribution / active EE | $2,062 | $1,735+18.8% | $5,011-58.9% | $2,234-7.7% |
| Participant deferral / active EE | $3,980 | $2,332+70.7% | $5,202-23.5% | $3,806+4.6% |
| Admin fee / account holder | $9 | $127-92.7% | $13,986-99.9% | $158-94.1% |