Filed October 29, 1999
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
NYHART4+ years Service code 15 · EIN 35-0966414 | Recordkeeping | $104,039 |
NATIONAL EXCHANGE BANK AND TRUST4+ years Filed as: NATIONAL EXCHANGE BANK & TRUST Service code 21 130 SOUTH MAIN STREET · FOND DU LAC, WI 54935 | Bank Trustee | $48,308 |
Filed as: FIDELITY INVESTMENTS Service code 19 P.O. BOX 770002 · CINCINNATI, OH 452778009 | Securities Custodian | $15,552 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $112,500 | $80,005+40.6% | $140,016-19.7% | $55,725+101.9% |
| Participation rate | 96.6% | 87.0%+9.6pp | 87.5%+9.1pp | 70.9%+25.8pp |
| Annual return | -3.99% | 0.46%-4.4pp | 651.12%-655.1pp | 244.93%-248.9pp |
| Employer contribution / active EE | $4,195 | $3,403+23.3% | $5,606-25.2% | $2,078+101.8% |
| Participant deferral / active EE | $3,386 | $5,264-35.7% | $6,927-51.1% | $3,356+0.9% |
| Admin fee / account holder | $355 | $116+206.9% | $10,705-96.7% | $115+208.3% |