Retirement plan

HOLTON BROTHERS, INC. PROFIT SHARING PLAN

Name: HOLTON BROTHERS, INC. - HOLTON BROTHERS, INC. PROFIT SHARING PLAN (2020) Form 5500
Creator: HOLTON BROTHERS, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, HOLTON BROTHERS, INC. PROFIT SHARING PLAN, HOLTON BROTHERS, INC.

HOLTON BROTHERS, INC.EIN 39-1199866Plan #001PY 2020

1257 TERMINAL ROAD - GRAFTON, WI 53024262-377-7887holtonbrothers.comLinkedIn51-200 employeesconstruction

Prospect flagsFailed to transmit contributions

Top hat statement on fileNQDC

Filed February 21, 2018

Plan administrator

Plan administrator name— Sign in and upgrade to view

1257 Terminal Road

Grafton State: WI Zip Code: 53024

Email— Sign in and upgrade to view Phone— Sign in and upgrade to view

Plans declared (1)

Holton Brothers, Inc. Deferred Compensation Plan1 emp

Open the filing PDF

How to read this page

Total assets (EOY)

$8.1M

+13.8% from 2019

Total participants

132

+3.1% from 2019

Average account balance

$61,217

+10.3% from 2019

Annual return

14.64%

-6.06 pp from 2019

Benchmarks

See 2,939 peers

Peer group

Industry23 - Construction

Plan typeDefined contribution

Participants100-249

Cohort2,939 peers

Snapshot2020

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$10.36M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$82K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

126

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

100.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$749K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$7K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+12.11%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$241

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 1 by compensation

Provider	Service type	Compensation
ASSOCIATED TRUST COMPANY, N.A.5 years Service code 15 · EIN 30-0219031	Recordkeeping	$30,237

Plan features & details

Pension benefit codes2E2F2G2J2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

ComplianceFailed to transmit contributions
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).

Expense breakdown

Schedule H Part II

Admin total

$30K

$272 / participant

Investment mgmt$29K97.4%
Other / not subdivided$7922.6%

% of EOY assets

0.374%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: SIKICH LLP
Auditor EIN: 363168081
Audit fees: (not subdivided)
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$61,217

$69,383-11.8%

$101,275-39.6%

$73,497-16.7%

Participation rate

100.0%

68.4%+31.6pp

75.8%+24.2pp

70.7%+29.3pp

Annual return

14.64%

18.46%-3.8pp

46.48%-31.8pp

28.51%-13.9pp

Employer contribution / active EE

$1,809

$2,628-31.2%

$3,660-50.6%

$2,270-20.3%

Participant deferral / active EE

$2,516

$3,301-23.8%

$4,371-42.4%

$3,740-32.7%

Admin fee / account holder

$229

$704-67.5%

$5,948-96.1%

$513-55.4%

Provider

Service type

Compensation

ASSOCIATED TRUST COMPANY, N.A.5 years

Service code 15 · EIN 30-0219031

Recordkeeping

$30,237

HOLTON BROTHERS, INC. PROFIT SHARING PLAN

Top hat statement on fileNQDC

Plan administrator

Plans declared (1)

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

HOLTON BROTHERS, INC. PROFIT SHARING PLAN

Top hat statement on fileNQDC

Plan administrator

Plans declared (1)

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion