Filed December 5, 2023
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ONEAMERICA RETIREMENT SERVICES, LLC Service code 15 · EIN 46-5378846 | Recordkeeping | $267,455 |
Filed as: ONEAMERICA INVESTMENT ADVISORY SVCS Service code 28 · EIN 81-3920167 | Investment Management | $41,067 |
MATRIX TRUST COMPANY3 years Service code 19 · EIN 75-3182674 | Securities Custodian | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $44,335 | $44,626-0.7% | $86,235-48.6% | $80,169-44.7% |
| Participation rate | 92.9% | 63.5%+29.3pp | 69.0%+23.9pp | 72.9%+19.9pp |
| Annual return | 11.61% | 19.61%-8.0pp | 1170.03%-1158.4pp | 40.39%-28.8pp |
| Employer contribution / active EE | $1,785 | $1,099+62.4% | $2,381-25.1% | $2,978-40.1% |
| Participant deferral / active EE | $1,738 | $2,769-37.2% | $3,987-56.4% | $5,016-65.3% |
| Admin fee / account holder | $79 | $133-40.5% | $6,856-98.8% | $145-45.4% |