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| Provider | Service type | Compensation |
|---|---|---|
ORGEL WEALTH MANAGEMENT4+ years Service code 26 · EIN 46-2793932 | Advisory (Participants) | $48,760 |
Filed as: TRAUTMANN, MAHER & ASSOCIATES, INC Service code 15 · EIN 91-1526584 | Recordkeeping | $23,348 |
MATRIX TRUST COMPANY4+ years Filed as: MATRIX TRUST Service code 19 · EIN 75-3182674 | Securities Custodian | $12,872 |
INVEST FINANCIAL CORPORATION4+ years Filed as: INVEST FINANCIAL CORP Service code 28 318 S. WASHINGTON STREET · GREEN BAY, WI 54301 | Investment Management | $6,449 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $113,047 | $47,977+135.6% | $154,108-26.6% | $56,289+100.8% |
| Participation rate | 89.4% | 66.2%+23.2pp | 83.0%+6.3pp | 69.9%+19.5pp |
| Annual return | -3.07% | 3.54%-6.6pp | 735.21%-738.3pp | -9.96%+6.9pp |
| Employer contribution / active EE | $3,800 | $2,169+75.2% | $5,298-28.3% | $2,111+80.0% |
| Participant deferral / active EE | $3,244 | $2,392+35.6% | $5,081-36.1% | $3,350-3.2% |
| Admin fee / account holder | $456 | $438+4.1% | $13,411-96.6% | $521-12.4% |