Filed April 28, 1998 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Investment... | $302,646 |
MARQUETTE ASSOCIATES6+ years Filed as: MARQUETTE ASSOCIATES, INC. Service code 28 · EIN 36-3485298 | Investment Management | $125,272 |
WIPFLI LLP4 years Filed as: WIPFLI CPA'S AND CONSULTANTS Service code 10 · EIN 39-0758449 | Accounting | $10,125 |
NATIONAL FINANCIAL SERVICES6+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,746 | $176,491-75.8% | $95,952-55.5% | $90,288-52.7% |
| Participation rate | 95.2% | 86.6%+8.6pp | 77.1%+18.1pp | 73.4%+21.8pp |
| Annual return | 17.28% | 20.14%-2.9pp | 91.61%-74.3pp | 53.97%-36.7pp |
| Employer contribution / active EE | $1,246 | $2,789-55.3% | $2,541-51.0% | $2,524-50.6% |
| Participant deferral / active EE | $3,510 | $5,340-34.3% | $4,167-15.8% | $4,232-17.1% |
| Admin fee / account holder | $88 | $154-42.7% | $6,795-98.7% | $114-22.6% |