Retirement plan

WAUPACA FOUNDRY, INC. CONSOLIDATED RETIREMENT PLAN

Name: WAUPACA FOUNDRY, INC. - WAUPACA FOUNDRY, INC. CONSOLIDATED RETIREMENT PLAN (2017) Form 5500
Creator: WAUPACA FOUNDRY, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, WAUPACA FOUNDRY, INC. CONSOLIDATED RETIREMENT PLAN, WAUPACA FOUNDRY, INC.

WAUPACA FOUNDRY, INC.EIN 39-0880924Plan #001PY 2017

1955 BRUNNER DRIVE - WAUPACA, WI 54981715-258-6611waupacafoundry.comLinkedIn1001-5000 employeesmining & metals

Other plans on this EIN

3 filings

#003Retirement-$81.9M assets #006Retirement-$7.3M assets #005Retirement-$2.4M assets

Prospect flagsNo flags tripped

Top hat statement on fileNQDC

Filed June 4, 2020 (most recent of 4 filings on file)

Plan administrator

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1955 Brunner Dr

Waupaca, WI 54981

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Plans declared (1)

Waupaca Non-Qualified Supplemental Executive Retirement Plan1 emp

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Total assets (EOY)

$519M

-7.9% from 2016

Total participants

4,663

+1.6% from 2016

Average account balance

$115,019

-3.1% from 2016

Annual return

17.35%

-8.51 pp from 2016

Benchmarks

See 786 peers

Peer group

Industry33 - Manufacturing

Plan typeDefined contribution

Participants1,000-4,999

Cohort786 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$599.09M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$165K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

3,627

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

92.3%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$35.22M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$11K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+11.43%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$127

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 5 by compensation

Provider	Service type	Compensation
WELLS FARGO BANK, N.A.3+ years Service code 15 · EIN 94-1347393	Recordkeeping	$515,147
NETOLS ASSET MANAGEMENT3+ years Service code 50 · EIN 39-2013954	Direct Payment	$153,763
BAIRD FUNDS3+ years Filed as: ROBERT W. BAIRD AND COMPANY, INC. Service code 50 · EIN 39-6037917	Direct Payment	$101,133
ALPHA INVESTMENT CONSULTING GROUP3+ years Service code 50 · EIN 39-1859759	Direct Payment	$74,000
VON BRIESEN & ROPER3+ years Service code 29 · EIN 39-1576289	Legal	$9,058

Plan features & details

Pension benefit codes2E2H2J2S2T3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2H
Partial participant-directed account plan
Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$866K

$210 / participant

Other / not subdivided$866K100.0%

% of EOY assets

0.167%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: SCHENCK S.C.
Auditor EIN: 391173131
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$115,019

$88,730+29.6%

$82,312+39.7%

$77,958+47.5%

Participation rate

96.3%

84.5%+11.8pp

76.9%+19.4pp

71.6%+24.7pp

Annual return

17.35%

20.88%-3.5pp

25.88%-8.5pp

20.87%-3.5pp

Employer contribution / active EE

$3,909

$2,758+41.7%

$2,428+61.0%

$2,310+69.2%

Participant deferral / active EE

$3,344

$4,634-27.8%

$3,706-9.8%

$3,537-5.5%

Admin fee / account holder

$192

$74+159.3%

$5,608-96.6%

$97+97.0%

Provider

Service type

Compensation

WELLS FARGO BANK, N.A.3+ years

Service code 15 · EIN 94-1347393

Recordkeeping

$515,147

NETOLS ASSET MANAGEMENT3+ years

Service code 50 · EIN 39-2013954

Direct Payment

$153,763

BAIRD FUNDS3+ years

Filed as: ROBERT W. BAIRD AND COMPANY, INC.

Service code 50 · EIN 39-6037917

Direct Payment

$101,133

ALPHA INVESTMENT CONSULTING GROUP3+ years

Service code 50 · EIN 39-1859759

Direct Payment

$74,000

VON BRIESEN & ROPER3+ years

Service code 29 · EIN 39-1576289

Legal

$9,058

WAUPACA FOUNDRY, INC. CONSOLIDATED RETIREMENT PLAN

Top hat statement on fileNQDC

Plan administrator

Plans declared (1)

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

WAUPACA FOUNDRY, INC. CONSOLIDATED RETIREMENT PLAN

Top hat statement on fileNQDC

Plan administrator

Plans declared (1)

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion