Filed May 24, 2021 (most recent of 6 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
FINANCIAL ENGINES1+ years Service code 28 · EIN 94-3250323 | Investment Management | $687,222 |
Filed as: J.P. MORGAN INVESTMENT MANAGEMENT Service code 27 · EIN 13-3200244 | Advisory (Plan) | $460,469 |
NORTHERN TRUST COMPANY1+ years Filed as: THE NORTHERN TRUST COMPANY Service code 28 · EIN 35-1561860 | Investment Management | $115,711 |
BLACKROCK1+ years Filed as: BLACKROCK FINANCIAL MANAGEMENT, INC Service code 28 · EIN 13-3806691 | Investment Management | $90,973 |
HEWITT ASSOCIATES LLC1+ years Service code 15 · EIN 36-2235791 | Recordkeeping | $57,200 |
DEUTSCHE BANK SECURITIES INC.1+ years Filed as: DEUTSCHE INV MGMT AMERICAS INC Service code 28 345 PARK AVENUE · NEW YORK, NY 10154 | Investment Management | $50,382 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $105,045 | $83,458+25.9% | $123,105-14.7% | $67,505+55.6% |
| Participation rate | 96.5% | 84.5%+12.0pp | 86.8%+9.7pp | 71.2%+25.3pp |
| Annual return | -0.99% | 1.29%-2.3pp | 13.22%-14.2pp | 6.52%-7.5pp |
| Employer contribution / active EE | $2,563 | $3,087-17.0% | $5,151-50.3% | $2,173+17.9% |
| Participant deferral / active EE | $5,822 | $5,379+8.2% | $6,229-6.5% | $3,597+61.9% |
| Admin fee / account holder | $157 | $60+163.4% | $9,014-98.3% | $56+180.2% |