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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC4 years Filed as: UBS FINANCIAL SERVICES INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $32,295 |
Filed as: JOHN HANCOCK Service code 15 · EIN 01-0233346 | Recordkeeping | $28,846 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $53,378 | $101,499-47.4% | $147,005-63.7% | $74,546-28.4% |
| Participation rate | 93.1% | 75.5%+17.5pp | 82.2%+10.9pp | 67.2%+25.8pp |
| Annual return | 15.71% | 8732.34%-8716.6pp | 418.76%-403.1pp | 1366.03%-1350.3pp |
| Employer contribution / active EE | $3,006 | $3,811-21.1% | $4,934-39.1% | $2,624+14.5% |
| Participant deferral / active EE | $6,047 | $7,304-17.2% | $8,070-25.1% | $4,347+39.1% |
| Admin fee / account holder | $343 | $1,748-80.3% | $13,006-97.4% | $1,944-82.3% |