| Provider | Service type | Compensation |
|---|---|---|
FINANCIAL ENGINES5+ years Service code 27 · EIN 77-0473565 | Advisory (Plan) | $172,360 |
Filed as: FIDELITY INVEST. INST. OP. CO. Service code 37 · EIN 04-2647786 | Loan Processing | $28,307 |
GEORGE JOHNSON & COMPANY5+ years Service code 10 · EIN 38-2029668 | Accounting | $8,382 |
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $218,558 | $73,404+197.7% | $87,102+150.9% | $67,584+223.4% |
| Participation rate | 99.4% | 80.9%+18.5pp | 76.9%+22.5pp | 71.3%+28.1pp |
| Annual return | 23.49% | 48.29%-24.8pp | 28.19%-4.7pp | 378.59%-355.1pp |
| Employer contribution / active EE | $7,273 | $2,014+261.1% | $2,521+188.4% | $2,148+238.6% |
| Participant deferral / active EE | $13,864 | $3,913+254.3% | $4,048+242.5% | $3,540+291.7% |
| Admin fee / account holder | $84 | $142-40.8% | $7,493-98.9% | $142-41.1% |