Retirement plan

SUPERIOR EXTRUSION, INC. 401(K) PLAN

Name: SUPERIOR EXTRUSION, INC. - SUPERIOR EXTRUSION, INC. 401(K) PLAN (2016) Form 5500
Creator: SUPERIOR EXTRUSION, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, SUPERIOR EXTRUSION, INC. 401(K) PLAN, SUPERIOR EXTRUSION, INC.

SUPERIOR EXTRUSION, INC.EIN 38-3304328Plan #001PY 2016

118 AVENUE G - GWINN, MI 49841906-346-7308superiorextrusion.comLinkedIn51-200 employeesmining & metals

Prospect flagsLow assets / participantRecently reached 100 employees

How to read this page

Total assets (EOY)

$2.2M

+14.8% from 2015

Total participants

127

+7.6% from 2015

Average account balance

$20,957

+8.3% from 2015

Annual return

8.65%

+11.31 pp from 2015

Benchmarks

See 4,221 peers

Peer group

Industry33 - Manufacturing

Plan typeDefined contribution

Participants100-249

Cohort4,221 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$7.73M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$40K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

192

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

89.6%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.16M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$6K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+14.27%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$178

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 3 by compensation

Provider	Service type	Compensation
NATIONWIDE1 year Service code 28 · EIN 31-4156830 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215	Investment Management	$9,629
COMMONWEALTH FINANCIAL NETWORK1 year Service code 27 · EIN 04-2675571 29 SAWYER RD · WALTHAM, MA 02453	Advisory (Plan)	$6,387
THE RETIREMENT ADVANTAGE INC1 year Filed as: THE RETIREMENT ADVANTAGE Service code 65 · EIN 39-1816008 47 PARK PLACE SUITE 850 · APPLETON, WI 54914	Account Maintenance	$4,066

Plan features & details

Pension benefit codes2E2F2G2J2K3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

2 tripped

OpportunityLow assets / participant
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
InformationalRecently reached 100 employees
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.

Expense breakdown

Schedule H Part II

Admin total

$7K

$66 / participant

Contract admin$7K100.0%

% of EOY assets

0.339%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: MAKELA, TOUTANT, HILL & NARDI
Auditor EIN: 382806590
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$20,957

$60,165-65.2%

$74,184-71.7%

$55,167-62.0%

Participation rate

80.5%

74.2%+6.4pp

76.6%+3.9pp

69.0%+11.5pp

Annual return

8.65%

10.00%-1.3pp

17.74%-9.1pp

169.23%-160.6pp

Employer contribution / active EE

$892

$1,600-44.2%

$2,370-62.4%

$1,963-54.5%

Participant deferral / active EE

$1,653

$2,973-44.4%

$3,550-53.4%

$3,054-45.9%

Admin fee / account holder

$71

$419-83.1%

$5,586-98.7%

$504-85.9%

Provider

Service type

Compensation

NATIONWIDE1 year

Service code 28 · EIN 31-4156830

ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215

Investment Management

$9,629

COMMONWEALTH FINANCIAL NETWORK1 year

Service code 27 · EIN 04-2675571

29 SAWYER RD · WALTHAM, MA 02453

Advisory (Plan)

$6,387

THE RETIREMENT ADVANTAGE INC1 year

Filed as: THE RETIREMENT ADVANTAGE

Service code 65 · EIN 39-1816008

47 PARK PLACE SUITE 850 · APPLETON, WI 54914

Account Maintenance

$4,066

SUPERIOR EXTRUSION, INC. 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

SUPERIOR EXTRUSION, INC. 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion