Filed May 20, 2016 (most recent of 5 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Investment management; Claims process... | $708,319 |
CHARLES SCHWAB & CO., INC.5 years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $1,114 |
CHARLES SCHWAB & CO., INC.2 years Service code 33 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES6+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $55,632 | $63,259-12.1% | $178,510-68.8% | $93,223-40.3% |
| Participation rate | 98.3% | 72.1%+26.1pp | 81.9%+16.3pp | 74.9%+23.4pp |
| Annual return | 25.11% | 19.93%+5.2pp | 151.13%-126.0pp | 19.29%+5.8pp |
| Employer contribution / active EE | $3,105 | $1,865+66.5% | $5,011-38.0% | $2,680+15.9% |
| Participant deferral / active EE | $4,587 | $3,372+36.0% | $5,202-11.8% | $4,563+0.5% |
| Admin fee / account holder | $72 | $58+23.9% | $13,988-99.5% | $79-9.2% |