Retirement plan

ANESTHESIA MANAGEMENT SERVICES, P.C. 401(K) PROFIT-SHARING PLAN

Name: ANESTHESIA MANAGEMENT SERVICES, P.C. - ANESTHESIA MANAGEMENT SERVICES, P.C. 401(K) PROFIT-SHARING PLAN (2017) Form 5500
Creator: ANESTHESIA MANAGEMENT SERVICES, P.C.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ANESTHESIA MANAGEMENT SERVICES, P.C. 401(K) PROFIT-SHARING PLAN, ANESTHESIA MANAGEMENT SERVICES, P.C.

ANESTHESIA MANAGEMENT SERVICES, P.C.EIN 38-1880662Plan #002PY 2017

1000 W UNIVERSITY, SUITE 100 - ROCHESTER, MI 48307248-402-0266amspcmi.comLinkedIn51-200 employeeshospital & health care

Other plans on this EIN

1 filing

#003Retirement-$565K assets

Prospect flagsFailed to transmit contributions

How to read this page

Total assets (EOY)

$35.9M

+15.5% from 2016

Total participants

238

+40.0% from 2016

Average account balance

$150,881

-34.5% from 2016

Annual return

14.84%

+11.01 pp from 2016

Benchmarks

See 5,167 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants100-249

Cohort5,167 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$35.91M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$151K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

238

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

100.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$3.58M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$25K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+14.84%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$178

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 5 by compensation

Provider	Service type	Compensation
CHARLES SCHWAB & CO., INC.2 years Service code 33 · EIN 94-1737782	Securities brokerage; Securities brok...	$0
NATIONAL FIANCIAL SERVICES1 year Service code 33	Securities brokerage; Securities brok...	$0
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567	Securities brokerage commissions and ...	$0
NIAGARA INTERNATIONAL CAPITAL LTD1 year Filed as: NIAGARA INTERNATIONAL CAPITAL LTD. Service code 61 · EIN 20-2182342	Finders' fees / placement fees	$0
TRANSAMERICA RETIREMENT SOLUTIONS3+ years Service code 12 · EIN 13-3689044	Claims processing; Float revenue; Inv...	$0

Plan features & details

Pension benefit codes2F2G2J2R2T3D

Plan features

2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

ComplianceFailed to transmit contributions
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).

Expense breakdown

Schedule H Part II

Admin total

$42K

$292 / participant

Other / not subdivided$42K100.0%

% of EOY assets

0.118%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: SHINDELROCK
Auditor EIN: 382954293
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$150,881

$55,453+172.1%

$170,435-11.5%

$62,293+142.2%

Participation rate

100.0%

66.4%+33.6pp

83.6%+16.4pp

69.5%+30.5pp

Annual return

14.84%

21.38%-6.5pp

205.94%-191.1pp

28.90%-14.1pp

Employer contribution / active EE

$13,263

$2,164+513.0%

$5,432+144.1%

$2,042+549.4%

Participant deferral / active EE

$11,439

$2,303+396.7%

$4,939+131.6%

$3,169+260.9%

Admin fee / account holder

$178

$455-60.9%

$13,881-98.7%

$479-62.9%

Provider

Service type

Compensation

CHARLES SCHWAB & CO., INC.2 years

Service code 33 · EIN 94-1737782

Securities brokerage; Securities brok...

NATIONAL FIANCIAL SERVICES1 year

Service code 33

Securities brokerage; Securities brok...

NATIONAL FINANCIAL SERVICES3+ years

Service code 33 · EIN 04-3523567

Securities brokerage commissions and ...

NIAGARA INTERNATIONAL CAPITAL LTD1 year

Filed as: NIAGARA INTERNATIONAL CAPITAL LTD.

Service code 61 · EIN 20-2182342

Finders' fees / placement fees

TRANSAMERICA RETIREMENT SOLUTIONS3+ years

Service code 12 · EIN 13-3689044

Claims processing; Float revenue; Inv...

ANESTHESIA MANAGEMENT SERVICES, P.C. 401(K) PROFIT-SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ANESTHESIA MANAGEMENT SERVICES, P.C. 401(K) PROFIT-SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion