Filed November 17, 2015
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
AMERICAN FUNDS2+ years Filed as: CAPITAL ASSET ADVISORY SVS Service code 26 · EIN 38-3470125 | Advisory (Participants) | $36,816 |
Service code 15 · EIN 35-0145825 | Recordkeeping | $2,141 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $27,541 | $46,732-41.1% | $156,549-82.4% | $55,167-50.1% |
| Participation rate | 50.5% | 65.8%-15.3pp | 84.0%-33.5pp | 69.0%-18.5pp |
| Annual return | 6.97% | 17.72%-10.7pp | 32.23%-25.3pp | 169.23%-162.3pp |
| Employer contribution / active EE | $604 | $2,105-71.3% | $5,501-89.0% | $1,963-69.2% |
| Participant deferral / active EE | $1,100 | $2,204-50.1% | $4,871-77.4% | $3,054-64.0% |
| Admin fee / account holder | $289 | $418-31.0% | $13,027-97.8% | $504-42.7% |