Filed February 25, 2022
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREGORY J SCHWARTZ & CO INC Service code 27 · EIN 38-2117812 | Advisory (Plan) | $75,012 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$95,992 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $106,849 | $84,784+26.0% | $98,462+8.5% | $74,473+43.5% |
| Participation rate | 97.2% | 81.5%+15.6pp | 75.2%+22.0pp | 70.7%+26.4pp |
| Annual return | 17.85% | 20.59%-2.7pp | 21.17%-3.3pp | 34.36%-16.5pp |
| Employer contribution / active EE | $4,527 | $3,364+34.6% | $3,049+48.5% | $2,638+71.6% |
| Participant deferral / active EE | $6,710 | $5,218+28.6% | $4,738+41.6% | $4,530+48.1% |
| Admin fee / account holder | -$19 | $204-109.4% | $8,875-100.2% | $347-105.5% |