Filings through .
Filed August 15, 2023 (most recent of 4 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
EMPOWER ADVISORY GROUP, LLC4 years Service code 26 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Advisory (Participants) | $58,487 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 15 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $42,691 |
Service code 10 4145 EMBASSY DR SE · GRAND RAPIDS, MI 49546 | Accounting | $11,825 |
22 funds of $250K or more; 14 lines in all, holding $159M of the plan's $163M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: JPMorgan SmartRetirement, collective trust, 46% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| JPMorgan SmartRetirement JPMorgan · Collective trust Target-date, 10 vintages | $73.7M | 46.4% |
| Vanguard Institutional Index Fund Institutional Shares Vanguard · Mutual fund Index | $22.9M | 14.4% |
| Vanguard Mid-Cap Index Fund Institutional Shares Vanguard · Mutual fund Index | $11.1M | 7.0% |
| Vanguard Value Index Fund Institutional Shares Vanguard · Mutual fund Index | $9.5M | 6.0% |
| Vanguard Developed Markets Index Fund Institutional Shares Vanguard · Mutual fund Index | $6.7M | 4.2% |
| Dodge & Cox Income Fund Class X Dodge & Cox · Mutual fund | $6.4M | 4.0% |
| Harbor Capital Appreciation R Harbor Capital · Other | $6.1M | 3.9% |
| Vanguard Total Bond Market Index Fund Institutional Shares Vanguard · Mutual fund Index | $6.0M | 3.8% |
| Galliard Stable Return Fund C Allspring · Mutual fund Possible retail class C | $4.9M | 3.1% |
| Empower SDB Empower · Other Recordkeeper's own fund | $3.9M | 2.5% |
Dropped 2 funds, likely replaced 1 fund. Moved 1 fund from mutual fund to collective trust. Changed share class on 3 funds.
| Fund | Year-end value |
|---|---|
| Mutual fund to collective trustJPMorgan SmartRetirement 2030 Fund Class R5 to JPMorgan SmartRetirement 2040 Trust | $61.7M to $73.7M |
| Share class changeVanguard Developed Markets Index Fund Admiral Shares to Vanguard Developed Markets Index Fund Institutional Shares | $6.0M to $6.7M |
| Share class changeVanguard Total Bond Market Index Fund Admiral Shares to Vanguard Total Bond Market Index Fund Institutional Shares | $6.7M to $6.0M |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
The auditor signed off without reservation. This is the cleanest opinion.