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| Provider | Service type | Compensation |
|---|---|---|
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $38,642 |
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 26 · EIN 20-8764829 | Advisory (Participants) | $19,213 |
7 funds of $250K or more; 17 lines in all, holding $6.6M of the plan's $6.6M. From the 2024 filing. Recordkeeper: Fidelity (FMR).
Target-date series: American Funds Target Date, mutual fund, 91% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| American Funds Target Date Capital Group · Mutual fund Target-date, 10 vintages | $6.0M | 90.9% |
| Putnam Stable Value Fund Franklin Templeton · Stable value Stable value | $187K | 2.8% |
| JPMorgan Large Cap Growth Fund JPMorgan · Mutual fund | $97K | 1.5% |
| Registered Fidelity Index Fund Fidelity (FMR) · Mutual fund IndexRecordkeeper's own fund | $93K | 1.4% |
| Fidelity Diversified International Index Fund Fidelity (FMR) · Mutual fund IndexRecordkeeper's own fund | $44K | 0.7% |
| Putnam Large Cap Value Fund Franklin Templeton · Mutual fund | $37K | 0.6% |
| ClearBridge Small Cap Growth Fund Franklin Templeton · Mutual fund | $34K | 0.5% |
| JPMorgan Mid Cap Growth Fund JPMorgan · Mutual fund | $24K | 0.4% |
| PIMCO Income Fund Institutional PIMCO (Allianz) · Mutual fund | $22K | 0.3% |
| Fidelity Select Technology Portfolio Fidelity (FMR) · Mutual fund Recordkeeper's own fund | $22K | 0.3% |
Covers 60,908 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.