Filed July 28, 2020
See peer percentile detail with Solo.
Solo shows the percentile for each metric against plans of the same size and industry. $4.99 for your first month, then $34.99 a month. Cancel any time.
See the 7-year trajectory with Solo.
Solo shows up to ten years of filings for this plan, year over year. $4.99 for your first month, then $34.99 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
DAVID ROMANO1 year Filed as: DAVID VAUGHAN INVESTMENTS, INC. Service code 27 · EIN 37-1272863 | Advisory (Plan) | $13,664 |
Service code 15 · EIN 36-4389114 | Recordkeeping | $8,341 |
Filed as: CHARLES SCHWAB TRUST BANK Service code 19 · EIN 82-3967259 | Securities Custodian | $1,261 |
Service code 18 · EIN 94-1737782 | Custodial (other than securities); Sh... | $13 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $9,641 | $52,670-81.7% | $90,404-89.3% | $73,409-86.9% |
| Participation rate | 100.0% | 67.7%+32.3pp | 72.7%+27.3pp | 72.2%+27.8pp |
| Annual return | 34.29% | 20.70%+13.6pp | 1293.02%-1258.7pp | 59.29%-25.0pp |
| Employer contribution / active EE | $1,735 | $1,872-7.3% | $3,262-46.8% | $2,234-22.3% |
| Participant deferral / active EE | $2,162 | $2,807-23.0% | $3,963-45.4% | $3,805-43.2% |
| Admin fee / account holder | $56 | $117-52.4% | $5,611-99.0% | $158-64.8% |