Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping and information managem... | $335,001 |
NATIONAL FINANCIAL SERVICES2 years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $33,273 | $44,007-24.4% | $154,107-78.4% | $68,904-51.7% |
| Participation rate | 98.2% | 70.0%+28.2pp | 83.0%+15.2pp | 74.1%+24.1pp |
| Annual return | -5.81% | 8.15%-14.0pp | 735.12%-740.9pp | 1.07%-6.9pp |
| Employer contribution / active EE | $3,710 | $1,732+114.2% | $5,298-30.0% | $2,540+46.0% |
| Participant deferral / active EE | $3,231 | $2,813+14.9% | $5,081-36.4% | $4,015-19.5% |
| Admin fee / account holder | $46 | $65-29.3% | $13,411-99.7% | $71-35.8% |