Filings through .
See peer percentile detail with Pro.
Pro shows the percentile for each metric against plans of the same size and industry. Free for 7 days, no card. Then $49 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY7 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 27 · EIN 20-8764829 | Advisory (Plan) | $32,748 |
19 funds of $250K or more; 20 lines in all, holding $17.4M of the plan's $17.4M. From the 2025 filing. Recordkeeper: Alliance Pension Consultants.
Target-date series: American Funds Target Date, mutual fund, 55% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| American Funds Target Date Capital Group · Mutual fund Target-date, 10 vintages | $9.5M | 54.7% |
| Vanguard 500 Index Fund Admiral Shares Vanguard · Mutual fund Index | $1.4M | 8.2% |
| Amcap Fund Class R-6 Capital Group · Mutual fund | $941K | 5.4% |
| Growth Fund OF America Class R-6 Capital Group · Mutual fund | $870K | 5.0% |
| Eventide Gilead Class I Manager not matched · Other | $765K | 4.4% |
| American Funds Fundamental Investors Class R-6 Capital Group · Mutual fund | $592K | 3.4% |
| MFS International Intrinsic Equity Fund R6 MFS (Sun Life) · Mutual fund | $424K | 2.4% |
| Vanguard Small-Cap Index Fund Admiral Shares Vanguard · Mutual fund Index | $339K | 2.0% |
| Eupac Fund Class R-6 Capital Group · Mutual fund | $333K | 1.9% |
| Fidelity Advisor Diversified International Fund Class I Fidelity (FMR) · Mutual fund | $331K | 1.9% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.