Filed January 1, 2015 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ALLIANCE PENSION CONSULTANTS, INC. Service code 15 · EIN 36-4389114 | Recordkeeping | $36,964 |
DAVID ROMANO1 year Filed as: DAVID VAUGHAN INVESTMENTS, LLC Service code 27 · EIN 37-1272863 | Advisory (Plan) | $18,309 |
Filed as: CHARLES SCHWAB TRUST BANK Service code 19 · EIN 82-3967259 | Securities Custodian | $5,611 |
Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $111,669 | $111,608+0.1% | $177,848-37.2% | $73,412+52.1% |
| Participation rate | 54.3% | 87.9%-33.5pp | 87.7%-33.4pp | 72.2%-17.9pp |
| Annual return | 203.50% | 18.23%+185.3pp | 48.33%+155.2pp | 59.30%+144.2pp |
| Employer contribution / active EE | $717 | $3,796-81.1% | $5,919-87.9% | $2,234-67.9% |
| Participant deferral / active EE | $3,140 | $6,199-49.3% | $7,714-59.3% | $3,806-17.5% |
| Admin fee / account holder | $196 | $166+18.3% | $12,431-98.4% | $158+24.1% |