Retirement plan

THE KNAPHEIDE MANUFACTURING COMPANY 401(K) RETIREMENT SAVINGS PLAN FOR HOURLY PRODUCTION EMPLOYEES

Name: THE KNAPHEIDE MANUFACTURING COMPANY - THE KNAPHEIDE MANUFACTURING COMPANY 401(K) RETIREMENT SAVINGS PLAN FOR HOURLY PRODUCTION EMPLOYEES (2015) Form 5500
Creator: THE KNAPHEIDE MANUFACTURING COMPANY
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, THE KNAPHEIDE MANUFACTURING COMPANY 401(K) RETIREMENT SAVINGS PLAN FOR HOURLY PRODUCTION EMPLOYEES, THE KNAPHEIDE MANUFACTURING COMPANY

THE KNAPHEIDE MANUFACTURING COMPANYEIN 37-0368620Plan #005PY 2015

PO BOX 7140, 1848 WESTPHALIA STRASSE - QUINCY, IL 62305217-222-7131

Other plans on this EIN

1 filing

#004Retirement-$64.9M assets

Prospect flagsNo flags tripped

Top hat statement on fileNQDC

Filed December 29, 1992

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

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How to read this page

Total assets (EOY)

$7.7M

-10.4% from 2016

Total participants

282

-26.6% from 2016

Average account balance

$27,585

+22.1% from 2016

Annual return

2.41%

-4.21 pp from 2016

Benchmarks

See 3,906 peers

Peer group

Industry33 - Manufacturing

Plan typeDefined contribution

Participants100-249

Cohort3,906 peers

Snapshot2015

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$23.86M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$30K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

792

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

98.9%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$2.66M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$4K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+14.27%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$153

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 9 by compensation

Provider	Service type	Compensation
QUALIFIED PLANS, LLC1+ years Service code 13 · EIN 58-2605083	Contract Administrator	$9,165
NFP RETIREMENT INC1+ years Filed as: NFP ADVISOR SERVICES LLC Service code 27 · EIN 74-2794194	Advisory (Plan)	$7,348
MASSACHUSETTS MUTUAL LIFE INS. CO.1+ years Filed as: MASSACHUSETTS MUTUAL LIFE INS CO. Service code 52 · EIN 04-1590850	Indirect Investment Fees	$4,490
FINANCIAL SOLUTIONS MIDWEST, LLC1+ years Filed as: FINANCIAL SOLUTIONS MIDWEST Service code 27 · EIN 68-0632878	Advisory (Plan)	$2,140
FINANCIAL SOLUTIONS MIDWEST, LLC1+ years Service code 38 · EIN 68-0632878	Participant Communication	$916
QUALIFIED PLANS, LLC1+ years Filed as: QUALIFIED PLANS Service code 27 · EIN 58-2605083	Advisory (Plan)	$313
FINANCIAL SOLUTIONS MIDWEST, LLC1+ years Filed as: FINANCIAL SOLUTIONS Service code 38 · EIN 68-0632878	Participant Communication	$309
FINANCIAL SOLUTIONS MIDWEST, LLC1+ years Filed as: FINANCIAL SOLUTIONS MIDWEST LLC Service code 38 · EIN 68-0632878	Participant Communication	$309
MASSACHUSETTS MUTUAL LIFE INS. CO.1+ years Filed as: MASSACHUSETTS MUTUAL LIFE INS CO Service code 60	Sub-TA Fees	$0

Plan features & details

Pension benefit codes2F2G2J3D

Plan features

2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$19K

$78 / participant

Investment mgmt$13K65.5%
Contract admin$5K26.0%
Other / not subdivided$2K8.6%

% of EOY assets

0.249%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: GRAY HUNTER STENN LLP
Auditor EIN: 363077757
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$27,585

$54,320-49.2%

$67,652-59.2%

$52,331-47.3%

Participation rate

98.8%

73.6%+25.2pp

75.7%+23.1pp

68.1%+30.7pp

Annual return

2.41%

6.81%-4.4pp

6625.40%-6623.0pp

4.54%-2.1pp

Employer contribution / active EE

$1,544-100.0%

$2,266-100.0%

$1,882-100.0%

Participant deferral / active EE

$2,240

$2,950-24.1%

$3,560-37.1%

$3,022-25.9%

Admin fee / account holder

$69

$527-86.9%

$4,821-98.6%

$592-88.4%

Provider

Service type

Compensation

QUALIFIED PLANS, LLC1+ years

Service code 13 · EIN 58-2605083

Contract Administrator

$9,165

NFP RETIREMENT INC1+ years

Filed as: NFP ADVISOR SERVICES LLC

Service code 27 · EIN 74-2794194

Advisory (Plan)

$7,348

MASSACHUSETTS MUTUAL LIFE INS. CO.1+ years

Filed as: MASSACHUSETTS MUTUAL LIFE INS CO.

Service code 52 · EIN 04-1590850

Indirect Investment Fees

$4,490

FINANCIAL SOLUTIONS MIDWEST, LLC1+ years

Filed as: FINANCIAL SOLUTIONS MIDWEST

Service code 27 · EIN 68-0632878

Advisory (Plan)

$2,140

FINANCIAL SOLUTIONS MIDWEST, LLC1+ years

Service code 38 · EIN 68-0632878

Participant Communication

$916

QUALIFIED PLANS, LLC1+ years

Filed as: QUALIFIED PLANS

Service code 27 · EIN 58-2605083

Advisory (Plan)

$313

FINANCIAL SOLUTIONS MIDWEST, LLC1+ years

Filed as: FINANCIAL SOLUTIONS

Service code 38 · EIN 68-0632878

Participant Communication

$309

FINANCIAL SOLUTIONS MIDWEST, LLC1+ years

Filed as: FINANCIAL SOLUTIONS MIDWEST LLC

Service code 38 · EIN 68-0632878

Participant Communication

$309

MASSACHUSETTS MUTUAL LIFE INS. CO.1+ years

Filed as: MASSACHUSETTS MUTUAL LIFE INS CO

Service code 60

Sub-TA Fees

THE KNAPHEIDE MANUFACTURING COMPANY 401(K) RETIREMENT SAVINGS PLAN FOR HOURLY PRODUCTION EMPLOYEES

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

THE KNAPHEIDE MANUFACTURING COMPANY 401(K) RETIREMENT SAVINGS PLAN FOR HOURLY PRODUCTION EMPLOYEES

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion