Retirement plan

BARTOLOTTA MANAGEMENT GROUP 401(K) PLAN

Name: BARTOLOTTA MANAGEMENT GROUP, INC. - BARTOLOTTA MANAGEMENT GROUP 401(K) PLAN (2017) Form 5500
Creator: BARTOLOTTA MANAGEMENT GROUP, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, BARTOLOTTA MANAGEMENT GROUP 401(K) PLAN, BARTOLOTTA MANAGEMENT GROUP, INC.

BARTOLOTTA MANAGEMENT GROUP, INC.EIN 36-4664228Plan #001PY 2017

520 W. MCKINLEY AVE. - MILWAUKEE, WI 53212414-935-5007LinkedIn501-1000 employeesrestaurants

Prospect flagsLow participationLow assets / participant

How to read this page

Total assets (EOY)

$1.7M

+33.8% from 2016

Total participants

860

+22.9% from 2016

Average account balance

$6,843

-21.4% from 2016

Annual return

19.18%

+8.90 pp from 2016

Benchmarks

See 698 peers

Peer group

Industry72 - Accommodation and Food Services

Plan typeDefined contribution

Participants250-999

Cohort698 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$3.01M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$27K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

113

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

10.3%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$188K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$301

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+11.02%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$267

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 2 by compensation

Provider	Service type	Compensation
CPI QUALIFIED PLAN CONSULTANTS, INC3+ years Service code 12 1809 24TH STREET · GREAT BEND, KS 67530	Claims processing; Float revenue; Rec...	$9,432
SPECTRUM INVESTMENT ADVISORS2 years Filed as: SPECTRUM INVESTMENT ADVISORS, INC. Service code 27 6329 WEST MEQUON ROAD · MEQUON, WI 53092	Advisory (Plan)	$6,985

Plan features & details

Pension benefit codes2E2F2G2J2K3D3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

2 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
OpportunityLow assets / participant
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.

Expense breakdown

Schedule H Part II

Admin total

$13K

$18 / participant

Investment mgmt$7K54.1%
Other / not subdivided$6K45.9%

% of EOY assets

0.749%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: BAKER TILLY VIRCHOW KRAUSE, LLP
Auditor EIN: 390855910
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$6,843

$28,416-75.9%

$73,545-90.7%

$69,631-90.2%

Participation rate

15.1%

38.3%-23.3pp

54.9%-39.8pp

70.7%-55.6pp

Annual return

19.18%

-694.13%+713.3pp

-15.16%+34.3pp

27571.02%-27551.8pp

Employer contribution / active EE

$430-100.0%

$1,219-100.0%

$2,032-100.0%

Participant deferral / active EE

$402

$897-55.2%

$1,806-77.8%

$3,224-87.5%

Admin fee / account holder

$51

$104-50.9%

$2,320-97.8%

$110-53.6%

Provider

Service type

Compensation

CPI QUALIFIED PLAN CONSULTANTS, INC3+ years

Service code 12

1809 24TH STREET · GREAT BEND, KS 67530

Claims processing; Float revenue; Rec...

$9,432

SPECTRUM INVESTMENT ADVISORS2 years

Filed as: SPECTRUM INVESTMENT ADVISORS, INC.

Service code 27

6329 WEST MEQUON ROAD · MEQUON, WI 53092

Advisory (Plan)

$6,985

BARTOLOTTA MANAGEMENT GROUP 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

BARTOLOTTA MANAGEMENT GROUP 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion