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| Provider | Service type | Compensation |
|---|---|---|
SECURITIES AMERICA INC1 year Filed as: BB&T SECURITIES LLC Service code 27 · EIN 20-5817590 | Advisory (Plan) | $14,271 |
NOVA 401(K) ASSOCIATES4+ years Filed as: NOVA 401(K) ASSOCIATES LP Service code 15 · EIN 20-1181458 | Recordkeeping | $9,197 |
Filed as: TRANSAMERICA FINANCIAL LIFE INSURAN Service code 15 · EIN 36-6071399 | Recordkeeping | $3,117 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $49,358 | $35,485+39.1% | $74,551-33.8% | $55,725-11.4% |
| Participation rate | 94.4% | 62.5%+31.8pp | 69.1%+25.2pp | 70.9%+23.5pp |
| Annual return | -6.90% | 0.72%-7.6pp | 32.53%-39.4pp | 244.93%-251.8pp |
| Employer contribution / active EE | $1,515 | $777+94.8% | $1,961-22.8% | $2,078-27.1% |
| Participant deferral / active EE | $4,823 | $2,181+121.1% | $3,108+55.2% | $3,356+43.7% |
| Admin fee / account holder | $112 | $114-2.1% | $5,059-97.8% | $115-2.8% |