Retirement plan

AUWSF 401(K) PLAN

Name: ASIAN UNIVERSITY FOR WOMEN SUPPORT FOUNDATION - AUWSF 401(K) PLAN (2017) Form 5500
Creator: ASIAN UNIVERSITY FOR WOMEN SUPPORT FOUNDATION
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, AUWSF 401(K) PLAN, ASIAN UNIVERSITY FOR WOMEN SUPPORT FOUNDATION

ASIAN UNIVERSITY FOR WOMEN SUPPORT FOUNDATIONEIN 36-4483980Plan #001PY 2017

1100 MASSACHUSETTS AVENUE SUITE 300 - CAMBRIDGE, MA 02138617-914-0527LinkedIn1-10 employeesnon-profit organization management

Prospect flagsHigh fees

Top hat statement on fileNQDC

Filed April 8, 2016

Plan administrator

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1100 Mass Ave., Suite 100

Cambridge State: MA Zip Code: 02138

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Plans declared (1)

AUWSF 457(b) Plan1 emp

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Total assets (EOY)

$1.3M

+21.9% from 2016

Total participants

+11.1% from 2016

Average account balance

$126,563

+9.7% from 2016

Annual return

18.50%

-33.34 pp from 2016

Benchmarks

See 5,617 peers

Peer group

Industry61 - Educational Services

Plan typeDefined contribution

Participants<25

Cohort5,617 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$3.28M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$547K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

120.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$108K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$22K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+18.62%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$4792

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

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Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E2F2G2J2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)

Expense breakdown

Schedule H Part II

Admin total

$37K

$6097 / participant

Other / not subdivided$37K100.0%

% of EOY assets

2.891%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$126,563

$73,518+72.2%

$63,003+100.9%

$147,585-14.2%

Participation rate

100.0%

77.9%+22.1pp

74.8%+25.2pp

82.8%+17.2pp

Annual return

18.50%

175.46%-157.0pp

87.59%-69.1pp

578.57%-560.1pp

Employer contribution / active EE

$4,339

$3,322+30.6%

$2,760+57.2%

$4,876-11.0%

Participant deferral / active EE

$7,617

$4,183+82.1%

$3,329+128.8%

$5,439+40.0%

Admin fee / account holder

$3,658

$5,952-38.5%

$3,600+1.6%

$10,885-66.4%

AUWSF 401(K) PLAN

Top hat statement on fileNQDC

Plan administrator

Plans declared (1)

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

AUWSF 401(K) PLAN

Top hat statement on fileNQDC

Plan administrator

Plans declared (1)

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion