Retirement plan

COLUMN TECHNOLOGIES, INC. 401(K) PLAN

Name: COLUMN TECHNOLOGIES, INC. - COLUMN TECHNOLOGIES, INC. 401(K) PLAN (2016) Form 5500
Creator: COLUMN TECHNOLOGIES, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, COLUMN TECHNOLOGIES, INC. 401(K) PLAN, COLUMN TECHNOLOGIES, INC.

COLUMN TECHNOLOGIES, INC.EIN 36-4268153Plan #001PY 2016

10 E. 22ND STREET, SUITE 300 - LOMBARD, IL 60148630-515-6610columnit.comLinkedIn501-1000 employeesinformation technology and services

Prospect flagsLow returnsLow participation

How to read this page

Total assets (EOY)

$13.2M

+13.7% from 2015

Total participants

354

+7.3% from 2015

Average account balance

$58,305

+3.2% from 2015

Annual return

6.58%

+7.00 pp from 2015

Benchmarks

See 2,524 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants250-999

Cohort2,524 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$24.36M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$118K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

207

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

91.6%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.38M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$11K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+110.14%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$200

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 5 by compensation

Provider	Service type	Compensation
PERPETUAL WEATH CAPITAL MANAGEMENT2+ years Service code 27 · EIN 45-2527891 310 EAST 90TH DRIVE · MERRILLVILLE, IN 46410	Advisory (Plan)	$42,420
AMERICAN FUNDS2+ years Filed as: CAPITAL RESEARCH AND MANAGEMENT CO. Service code 64 · EIN 20-3691658 333 SOUTH HOPE STREET · LOS ANGELES, CA 90071	Recordkeeping Fees	$11,373
INNOVATIVE BENEFIT CONSULTANTS, INC2+ years Service code 13 · EIN 36-4340828 941 N. PLUM GROVE ROAD · SCHAUMBURG, IL 601734778	Contract Administrator	$2,125
AMERICAN FUNDS1 year Filed as: CAPITAL RESEARCH & MANAGEMENT CO. I Service code 55	Other Commissions	$1,385
REGISTERED INVESTMENT ADVISER1 year Service code 55 C/O PERPETUAL WEALTH CAPITAL MGMT · MERRILLVILLE, IN 46410	Other Commissions	$0

Plan features & details

Pension benefit codes2E2F2G2J2K3D3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

2 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.

Expense breakdown

Schedule H Part II

Admin total

$55K

$210 / participant

Investment mgmt$55K100.0%

% of EOY assets

0.417%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: BKD LLP
Auditor EIN: 440160260
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$58,305

$80,177-27.3%

$123,894-52.9%

$57,658+1.1%

Participation rate

51.7%

74.4%-22.7pp

81.4%-29.7pp

70.2%-18.5pp

Annual return

6.58%

17.90%-11.3pp

47.52%-40.9pp

5.13%+1.4pp

Employer contribution / active EE

$893

$2,913-69.4%

$4,617-80.7%

$1,974-54.8%

Participant deferral / active EE

$4,354

$5,130-15.1%

$5,984-27.2%

$3,061+42.3%

Admin fee / account holder

$243

$106+128.9%

$8,357-97.1%

$95+157.4%

Provider

Service type

Compensation

PERPETUAL WEATH CAPITAL MANAGEMENT2+ years

Service code 27 · EIN 45-2527891

310 EAST 90TH DRIVE · MERRILLVILLE, IN 46410

Advisory (Plan)

$42,420

AMERICAN FUNDS2+ years

Filed as: CAPITAL RESEARCH AND MANAGEMENT CO.

Service code 64 · EIN 20-3691658

333 SOUTH HOPE STREET · LOS ANGELES, CA 90071

Recordkeeping Fees

$11,373

INNOVATIVE BENEFIT CONSULTANTS, INC2+ years

Service code 13 · EIN 36-4340828

941 N. PLUM GROVE ROAD · SCHAUMBURG, IL 601734778

Contract Administrator

$2,125

AMERICAN FUNDS1 year

Filed as: CAPITAL RESEARCH & MANAGEMENT CO. I

Service code 55

Other Commissions

$1,385

REGISTERED INVESTMENT ADVISER1 year

Service code 55

C/O PERPETUAL WEALTH CAPITAL MGMT · MERRILLVILLE, IN 46410

Other Commissions

COLUMN TECHNOLOGIES, INC. 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

COLUMN TECHNOLOGIES, INC. 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion