Filed October 15, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UNION BANK & TRUST COMPANY5+ years Service code 12 · EIN 47-0321480 | Recordkeeping and information managem... | $348,039 |
MATRIX CLEARANCE AND SETTLEMENT5+ years Service code 33 · EIN 13-4046432 | Securities brokerage; Sub-transfer ag... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $81,591 | $53,565+52.3% | $172,739-52.8% | $82,204-0.7% |
| Participation rate | 94.2% | 69.6%+24.6pp | 82.6%+11.6pp | 73.4%+20.8pp |
| Annual return | 23.95% | 31.42%-7.5pp | 802.84%-778.9pp | 26.31%-2.4pp |
| Employer contribution / active EE | $3,117 | $1,857+67.9% | $5,143-39.4% | $2,707+15.2% |
| Participant deferral / active EE | $3,605 | $3,006+20.0% | $5,198-30.6% | $4,246-15.1% |
| Admin fee / account holder | $54 | $61-11.3% | $13,954-99.6% | $76-28.0% |