Filed October 15, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
UNION BANK & TRUST COMPANY5+ years Service code 12 · EIN 47-0321480 | Participant loan processing; Sub-tran... | $348,039 |
MATRIX CLEARANCE AND SETTLEMENT5+ years Service code 33 · EIN 13-4046432 | Sub-transfer agency fees; Securities ... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $81,591 | $53,565+52.3% | $172,757-52.8% | $82,204-0.7% |
| Participation rate | 94.2% | 69.6%+24.6pp | 82.6%+11.6pp | 73.4%+20.8pp |
| Annual return | 23.95% | 31.42%-7.5pp | 803.06%-779.1pp | 26.31%-2.4pp |
| Employer contribution / active EE | $3,117 | $1,857+67.9% | $5,144-39.4% | $2,707+15.2% |
| Participant deferral / active EE | $3,605 | $3,006+20.0% | $5,198-30.6% | $4,246-15.1% |
| Admin fee / account holder | $54 | $61-11.3% | $13,956-99.6% | $76-28.0% |