Filings through .
Filed January 6, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP11+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $80,134 |
GRANT THORNTON LLP7 years Service code 10 · EIN 36-6055558 | Accounting | $20,703 |
Filed as: WILSHIRE ADVISORS LLC Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
23 funds of $250K or more; 22 lines in all, holding $49.7M of the plan's $50.6M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, collective trust, 8% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal Investment Large Cap S&P 500 In Principal · Separate account IndexRecordkeeper's own fund | $10.1M | 20.4% |
| Principal Investment Large Cap Growth I Inst Fund Principal · Mutual fund Recordkeeper's own fund | $5.4M | 10.9% |
| Prin SAM Balanced Inst Port Principal · Mutual fund Recordkeeper's own fund | $5.3M | 10.7% |
| Principal LifeTime Principal · Collective trust Target-date, 10 vintagesRecordkeeper's own fund | $4.2M | 8.4% |
| Principal Fixed Income Guaranteed O Principal · Insurance contract Recordkeeper's own fund | $3.3M | 6.6% |
| Prin SAM Cons Growth Inst Port Principal · Mutual fund Recordkeeper's own fund | $2.5M | 5.1% |
| SmallCap S&P 600 Index Fund Institutional Class Principal · Mutual fund IndexRecordkeeper's own fund | $2.3M | 4.7% |
| Principal Investment SAM Flexible Income Inst Portfolio Principal · Mutual fund Recordkeeper's own fund | $2.1M | 4.3% |
| Principal Investment Large Cap Value III Inst Fund Principal · Mutual fund Recordkeeper's own fund | $2.0M | 4.0% |
| Principal SAM Strat Gr Inst Principal · Mutual fund Recordkeeper's own fund | $1.8M | 3.7% |
Changed vehicle on 13 funds.
| Fund | Year-end value |
|---|---|
| Other vehicle movePrincipal LargeCap Growth I Separate Account to Principal Investment Large Cap Growth I Inst Fundseparate account to mutual fund | $5.0M to $5.4M |
| Other vehicle movePrincipal SAM Balanced Separate Account to Prin SAM Balanced Inst Portseparate account to mutual fund | $4.4M to $5.3M |
| Other vehicle movePrincipal SAM Conservative Growth Separate Account to Prin SAM Cons Growth Inst Portseparate account to mutual fund | $2.2M to $2.5M |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 2 renames.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.