Filed June 8, 2009
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Participa... | $126,723 |
RAYMOND JAMES FINANCIAL SERVICES1+ years Filed as: RAYMOND JAMES & ASSOCIATES Service code 16 880 CARILLON PARKWAY · ST. PETERSBURG, FL 33733 | Consulting | $77,715 |
MID ATLANTIC CAPITAL CORPORATION1+ years Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $45,180 | $37,039+22.0% | $147,614-69.4% | $59,188-23.7% |
| Participation rate | 95.0% | 63.8%+31.2pp | 84.6%+10.4pp | 69.4%+25.6pp |
| Annual return | -0.17% | 7.19%-7.4pp | 61.98%-62.2pp | 5.51%-5.7pp |
| Employer contribution / active EE | $2,181 | $1,353+61.2% | $5,564-60.8% | $2,098+3.9% |
| Participant deferral / active EE | $3,835 | $2,094+83.1% | $4,895-21.7% | $3,265+17.5% |
| Admin fee / account holder | $71 | $60+18.2% | $11,611-99.4% | $92-22.8% |