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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP11+ years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $533,152 |
UBS FINANCIAL SERVICES INC11+ years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $212,697 |
MORNINGSTAR2 years Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
33 funds of $250K or more; 24 lines in all, holding $101M of the plan's $102M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, mutual fund, 43% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Mutual fund Target-date, 13 vintagesRecordkeeper's own fund | $43.7M | 43.4% |
| Vanguard 500 Index Fund Vanguard · Mutual fund Index | $9.3M | 9.2% |
| American Balanced Fund Capital Group · Mutual fund | $6.9M | 6.8% |
| Fidelity Advantage Technology Fidelity (FMR) · Mutual fund | $6.6M | 6.5% |
| AB Large Cap Growth AllianceBernstein · Other | $6.0M | 6.0% |
| Principal Fixed Income Guaranteed Principal · Insurance contract Recordkeeper's own fund | $5.7M | 5.7% |
| Vanguard Int-Tm Bond Index Vanguard · Mutual fund Index | $3.1M | 3.1% |
| Fidelity Advantage Large Cap Fidelity (FMR) · Mutual fund | $2.6M | 2.6% |
| MFS International Diversification Fund MFS (Sun Life) · Mutual fund | $1.9M | 1.8% |
| Vanguard Developing Markets Index Fund Vanguard · Mutual fund Index | $1.6M | 1.6% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.