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| Provider | Service type | Compensation |
|---|---|---|
NATIONAL FINANCIAL SERVICES1+ years Filed as: NATIONAL FINANCIAL SERVICES LLC Service code 61 · EIN 04-3523567 | Finders' fees / placement fees | $35,916 |
NFP RETIREMENT INC1+ years Filed as: NFP SECURITIES INC Service code 61 1250 S CAPITAL OF TEXAS HWY · WEST LAKE HILLS, TX 78746 | Finders' fees / placement fees | $9,083 |
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $25 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $25,388 | $54,320-53.3% | $67,652-62.5% | $52,331-51.5% |
| Participation rate | 56.4% | 73.6%-17.2pp | 75.7%-19.3pp | 68.1%-11.7pp |
| Annual return | 0.69% | 6.81%-6.1pp | 6625.40%-6624.7pp | 4.54%-3.8pp |
| Employer contribution / active EE | $423 | $1,544-72.6% | $2,266-81.3% | $1,882-77.5% |
| Participant deferral / active EE | $1,347 | $2,950-54.4% | $3,560-62.2% | $3,022-55.4% |
| Admin fee / account holder | $197 | $527-62.5% | $4,821-95.9% | $592-66.7% |