Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping and information managem... | $2,873 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $49,211 | $45,324+8.6% | $122,332-59.8% | $69,631-29.3% |
| Participation rate | 47.6% | 59.9%-12.3pp | 71.6%-24.0pp | 70.7%-23.0pp |
| Annual return | 16.36% | 25.35%-9.0pp | 30.27%-13.9pp | 27571.02%-27554.7pp |
| Employer contribution / active EE | $565 | $1,230-54.1% | $4,050-86.1% | $2,032-72.2% |
| Participant deferral / active EE | $1,865 | $2,367-21.2% | $3,287-43.3% | $3,224-42.2% |
| Admin fee / account holder | $9 | $87-89.3% | $5,478-99.8% | $110-91.5% |