Filings through .
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| Provider | Service type | Compensation |
|---|---|---|
FIDELITY INVESTMENTS INSTITUTIONAL10+ years Service code 37 · EIN 04-2647786 | Loan Processing | $22,891 |
MORGAN STANLEY SMITH BARNEY9 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 26 · EIN 20-8764829 | Advisory (Participants) | $19,194 |
MORGAN STANLEY SMITH BARNEY10+ years Service code 55 · EIN 26-4310632 | Other Commissions | $6,821 |
20 funds of $250K or more; 16 lines in all, holding $18.6M of the plan's $18.8M. From the 2025 filing. Recordkeeper: Fidelity (FMR).
Target-date series: American Funds Target Date, mutual fund, 42% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| American Funds Target Date Capital Group · Mutual fund Target-date, 12 vintages | $7.7M | 41.7% |
| Fidelity Advisor Equity Growth Fund Class Z Fidelity (FMR) · Mutual fund Recordkeeper's own fund | $2.9M | 15.8% |
| Blackrock Equity Dividend Fund Class K BlackRock · Mutual fund | $1.8M | 9.8% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund IndexRecordkeeper's own fund | $1.1M | 6.0% |
| Fidelity Mid Cap Index Fund Fidelity (FMR) · Mutual fund IndexRecordkeeper's own fund | $1.1M | 5.9% |
| Invesco Small CAP Value Fund Class R6 Invesco · Mutual fund | $917K | 4.9% |
| Goldman Sachs GQC Ptnrs Intl Opps R6 Goldman Sachs · Mutual fund | $887K | 4.8% |
| Fidelity Emerging Markets Discover Fund - Class A Fidelity (FMR) · Mutual fund Possible retail class ARecordkeeper's own fund | $573K | 3.1% |
| Fidelity Small Cap Growth Fund Fidelity Advisor Small Cap Growth Fund: Class Z Fidelity (FMR) · Mutual fund Recordkeeper's own fund | $315K | 1.7% |
| FID Government Market K6 Fidelity (FMR) · Mutual fund Recordkeeper's own fund | $288K | 1.6% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.